Broker Check


Checkpoint 1



  • Establish a basis for working together
  • Listen and ask questions to fully understand what is important and what should be accomplished  

Checkpoint 2

Orchestrate the Elements

Plan Presentation

  • Analyze all outside investment accounts and/or insurance contracts
  • Present analysis and written summary

Checkpoint 3

Set Sail


  • Go out to the marketplace, as an advocate on your behalf, to identify the most appropriate solution(s) to satisfy the objective(s)

Checkpoint 4

Monitor the Terrain

Navigate Life

  • Customized client calendar of events outlining contact during the year
  • Ongoing review of investment accounts or insurance contracts, if held with The Carta Group
  • Review of changes to personal situation, estate and tax law updates